As a law firm we are regulated by the Solicitors Regulation Authority and are bound by the Solicitor Code of Conduct. In addition the majority of our clients are regulated by the Financial Services Authority and therefore expect us as legal service providers to give assurance that we are giving a fully compliant service, whether in terms of Treating Customers Fairly or under the FSA’s Mortgage Conduct of Business. We do this by operating a central compliance team which is dedicated to implementing and monitoring firm-wide adherence to our regulatory compliance framework. The team is headed by Emma Dimbylow, Partner.

The team is also responsible for maintaining our certification under ISO 9001 (presently our Bradford office only), business continuity management, professional indemnity insurance and the development of firm-wide training on regulatory issues such as Data Protection and Money Laundering.

Click here to view Emma’s profile.